Link to Ethics and Compliance webpage: https://www.uky.edu/legal/collapsible-ethical-principles-and-code-conduct
Toll–Free Compliance Hotline: 1-877-898-6072
Please note if you suspect fraud or illegal activity (i.e. corruption or bribery, asset misappropriation or financial statement fraud), it is your responsibility per Governing Regulation XIV (Ethical Principles and Code of Conduct) to report your suspicions to Internal Audit.
Link to Fraud Reporting webpage: https://www.uky.edu/internalaudit/fraud-reporting
We all play an important role in maintaining an effective control environment in order to safeguard University assets and achieve operational, financial reporting and compliance objectives. We are partners in this endeavor. Please reach out to me or anyone on the UFS team if you have questions or concerns about internal controls within your unit.
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Test for Ethical Issues (from Office of Legal Counsel website) Issues
1. Be sure that all of the facts are known and true.
2. Is the issue legal? If the person's action is not legal, the test ends here. No one is authorized by anyone else to break the law.
3. If the action is legal, does the person's action violate UK policy? If so, unless there are exceptions, the test should end there.
4. If the action is legal and does not violate UK policy, does one of the University's Ethical Principles apply to the facts?
5. Determine which principle or principles apply and analyze what the appropriate response should be.
6. Further tests include:
a. If you do it, will you feel bad?
b. How would it look to other members of the UK community or your family if they knew all of the facts?
7. If it passes tests # 2 through 5, but you know that it is wrong, don't do it.
8. If you are not really sure, ask. If you think anything may be wrong, keep asking until you get a final authoritative answer that you know is correct and about which you feel good.